NCDEX Clearing Corporation Submission of Half-Yearly Internal Audit Report

Nov 12, 2026 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe NCDEX Clearing Corporation Limited (NCCL), on November 12, 2026, has issued a reminder regarding the submission of the half-yearly Internal Audit Report for the period ended September 30, 2026. Clearing Members who undertook clearing activities for at least one trade during the period from April 1, 2026, to September 30, 2026, are required to conduct the internal audit for the said period.

The Clearing Members are required to submit the Internal Audit Report by November 30, 2026, by email to [email protected], with the subject line: “Internal Audit Report – Name of the Clearing Member (Clearing Member Code) – September 2026”. The required annexures are available under the ‘Downloads’ section of the NCCL website.

Late or non-submission of the report will attract penalties/disciplinary action under NCCL Circular No. NCCL/COMPLIANCE-002/2024 dated March 28, 2024. Penalties for non-compliances reported in the audit report will be governed by Circular No. NCCL/COMPLIANCE-013/2023 dated December 28, 2023, or any other relevant circular issued by NCCL.

[Circular No. NCCL/INSPECTION 011/2026]


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